Legal Notice

ADDRESS

3CC Capital GmbH
Sterzinger Straße 6 | 86165 Augsburg
Germany

LEGAL INFORMATION

Commercial register: HRB 34479
Local court: Amtsgericht Augsburg
Managing Directors: Nikolas Langes, Simon Hengst

Tax ID: 103/123/00759
Register of intermediaries of BaFin: 80178670
LEI: [Under application]

3CC Capital GmbH acts as a contractually bound intermediary according to § 3 Abs. 2 WpIG for the account and under the liability of DonauCapital Wertpapier GmbH, Passauer Str. 5, 94161 Ruderting (in short: DonauCapital), 3CC Capital GmbH offers you investment brokerage (§ 2 Abs. 2 Nr. 3 WpIG) of financial instruments in the sense of § 2 Abs. 5 WpIG.

In this context, we offer you commission-based investment brokerage. This means that DonauCapital is allowed to accept payments from third parties in connection with the respective financial service, forward them to 3CC Capital GmbH and keep them – subject to your consent. Details are regulated in the “Information on the handling of conflicts of interest”, which you can view at www.donaucapital.com

LIABILITY PARTNER (dt. HAFTUNGSDACHPARTNER)

DonauCapital Wertpapier GmbH
Passauer Straße 5

T +49 8509 910955

F +49 8509 910917

[email protected] oder

www.donaucapital.com

Munich Local Court, HRB 221691

Tax number: 153/124/70796

Managing director: Roland Wagner, Kurt Ziegler

Responsible according to § 55 Abs. 2 RStV: Kurt Ziegler

DonauCapital is a free and independent financial services institution and has the necessary permits from the German Federal Financial Supervisory Authority (BaFin). We are registered as a contractually bound intermediary of DonauCapital in the public register, which is maintained by the Federal Financial Supervisory Authority (BaFin) on the Internet. You can view the register at www.bafin.de.

TERMS AND CONDITIONS FOR MEDIATION ORDERS

(dt. BEDINGUNGEN FÜR VERMITTLUNGSAUFTRÄGE; AGB)

The current Terms and Conditions for Mediation Orders and be viewed and downloaded here:

COMPETENT SUPERVISORY AUTHORITIES

Federal Financial Supervisory Authority (BaFin) (dt. Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin))

Marie-Curie-Str. 24-28

60439 Frankfurt

Graurheindorfer Str. 108

D-53117 Bonn

T +49 228 41 08 0

F +49 228 41 08 1550

[email protected]

www.bafin.de

COMPENSATION SCHEME UNDER THE GERMAN DEPOSIT GUARANTEE AND INVESTOR COMPENSATION ACT (ANLENTG)

Compensatory Fund of Securities Trading Companies (EdW) (dt. Entschädigungseinrichtung der Wertpapierhandelsunternehmen (EdW))

Behrenstrasse 31

D-10865 Berlin

T 030 203699 5626

F 030 203699 5630

[email protected]

www.e-d-w.de

OUT-OF-COURT DISPUTE RESOLUTION (dt. AUSSERGERICHTLICHE STREITSCHLICHTUNG)

EU Commission platform for online dispute resolution: https://www.ec.europa.eu/consumers/odr . 3CC Capital GmbH does not currently participate in any such online dispute resolution.

Information according to § 5 TMG

Contact

Do you have questions or would you like to learn more? Then we look forward to hearing from you. For further inquiries or a personal conversation, we are always at your disposal.

Company

3CC Capital GmbH
Sterzinger Straße 6 | 86165 Augsburg

E-Mail

[email protected]

Fon

+49(0)821 27 263 – 23

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